Forms

To enroll in the NEST Advisor Plan, please see your financial advisor.

Please select the appropriate form below by clicking on the title. The form will be displayed in PDF format. You may also request forms by contacting the NEST Advisor Plan at 1.888.659.6378.

Open an account Perform
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These forms and literature are components of the NEST Advisor Enrollment Kit. Please work with your Financial Advisor to open an account.

Enrollment Kit Components:
   
Enrollment Form

Review the Enrollment Materials and use this Enrollment Form to open a NEST Advisor Plan account.

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Program Disclosure Statement

An in-depth description of the rules and regulations of the NEST Advisor Plan.

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Incoming Rollover Form

Request a direct rollover from another 529 Plan or Education Savings Account to a NEST Advisor Plan account. Form also used to deposit assets from another 529 Plan that have already been redeemed (indirect rollover).

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Product Brochure

An overview of the features and benefits of the NEST Advisor Plan.

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Manage your account Perform
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Account Information Change Form

Update existing information (name, address, phone number, successor account owner information) or transfer assets to a new account owner.

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Beneficiary Change Form

Change the beneficiary on an existing NEST Advisor Plan account or transfer a portion of the account assets to a new beneficiary's account.

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Limited Power of Attorney Form

Designate an individual, corporation, or other entity as your client's agent with limited authority to act on their NEST Advisor Plan account.

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Power of Attorney Form

Designate an individual, corporation, or other entity as your client's agent with the complete authority to act on their NEST Advisor Plan account.

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Organization Resolution Form

Identify the officers or other persons who are authorized to conduct transactions on a NEST Advisor Plan account(s) on behalf of an organization.

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Financial Professional Change Form

Change the Financial Professional on your NEST Advisor Plan account.

 
Form W-9 Request for Taxpayer Identification Number and Certification

Certifies the account owner's or beneficiary's Social Security number or Taxpayer ID number.

 
Make a contribution Perform
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PDF
Account Features Form

Start, change, or stop automatic bank transfer contributions or add or change bank information for electronic contributions to a NEST Advisor Plan account.

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Additional Contribution Form

Make an additional contribution to a NEST Advisor Plan account with this coupon.

 
Incoming Rollover Form

Request a direct rollover from another 529 Plan or Education Savings Account to a NEST Advisor Plan account. Form also used to deposit assets from another 529 Plan that have already been redeemed (indirect rollover).

 
Investment Option Change/Future Contribution Allocation Form

Move money within a NEST Advisor Plan account to a different investment option (allowed twice per calendar year) or change investment options for future contributions (allowed anytime).

 
Payroll Direct Deposit Form

Automatically deduct money from your paycheck and invest it into a NEST Advisor Plan account, (if an employer offers payroll direct deposit), or change the existing deduction. If you're opening a new account, you can enroll online and select payroll direct deposit as the contribution method.

Make a withdrawal Perform
online
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PDF
Withdrawal Request Form

Initiate a withdrawal from a NEST Advisor Plan account (online - qualified distributions only)

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